TONY GAMMON THESIS

Ventiga is a private equity partnership with focus on investing in businesses with superior business expansion potential in the northern European mid-market. The Offer is conditional upon such Incentive Arrangements, as part of the Management Arrangements, being approved by a majority of the votes cast by the Independent Shareholders at the General Meeting. Reduction of Offer consideration in the event of a dividend s or other distribution s The Ordinary Shares will be acquired under the Offer with full title guarantee fully paid and free from all liens, restrictions, charges, equitable interests, encumbrances, rights of pre-emption and any other third-party rights of any nature whatsoever and together with all rights attaching to them as at the date of this Announcement or subsequently attaching to them, including, without limitation, voting rights and the right to receive and retain, in full, all dividends and other distributions if any declared, made or paid, or any other return of capital whether by way of reduction of share capital or share premium account or otherwise made on or after the date of this Announcement. Tuesday, 08 October Thesis has over employees including 12 investment managers providing services to clients from offices in Chichester, Brighton, Guildford and Lymington. Leon Confidentiality Agreement will remain in force for two years following the return to Thesis, or the destruction, of any confidential information. Notwithstanding this, the business faces a number of challenges which will require investment in the platform and operations, coupled with developments in the broader competitive landscape that are also acting as headwinds.

LGT Group Foundation is the beneficial owner whether directly or indirectly of per cent. If the holder s of at least 65 per cent. In this context, we believe that the transaction provides attractive financial terms for our shareholders. Leon and Thesis, as described in paragraph 12 of this Announcement. We have been impressed by the strong proposition that Thesis has built, underpinned by excellent fund performance and a loyal client base and we very much look forward to working with the management team following completion of the Acquisition.

tony gammon thesis

Number of Gzmmon Shares in respect of which commitment is given. Stephen is a qualified chartered accountant with over 20 years’ experience and is responsible tohy for the group finance function and for the control of client assets, where he fulfils the CF10a controlled function. For Tony Gammon, director and head of client service at Thesis Asset Management, the first thing to understand thssis that vulnerability might not always be long-term, or permanent.

Appendix II contains the bases and sources of certain information contained in this Announcement, Appendix III contains details of the Irrevocable Commitment Letters executed by certain Beneficial Owners in favour of Bidco in relation to the Offer and Appendix IV contains definitions of certain terms used in this summary and this Announcement.

Also in this guide. Additionally, on 19 JuneBidco entered into a Jersey law security interest agreement in favour of gamomn Security Agent under which Bidco has provided security over substantially all of its assets together the ” Security Interest Agreements “.

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Specifically, in deciding whether to recommend the Acquisition, the Independent Directors have taken into account the following considerations. But while there is an element of truth in claiming older people are generally more vulnerable, thanks to age and in some cases, age-related dementia, the truth is anybody can gzmmon a vulnerable client at any time.

The bases and sources of certain financial information contained in this Announcement are set out in Appendix II to this Announcement. Whilst Thesis has been successful under the current ownership structure, the business faces a number of challenges which will require investment to be made into the platform and operations, coupled with developments in the broader competitive landscape that are also acting as headwinds for the business.

Reduction of Offer consideration in the event of a dividend s or other distribution s The Ordinary Shares will be acquired under the Offer with full title guarantee fully paid and free from all liens, restrictions, charges, equitable interests, encumbrances, rights of pre-emption and any other third-party rights of any nature whatsoever and together with all rights attaching to them as at the date of this Announcement or subsequently attaching to them, including, without limitation, voting rights and the right to receive and retain, in full, all dividends and other distributions if any declared, made or paid, or any other return of capital whether by way of reduction of share capital or share premium account or otherwise made on or after the date of this Announcement.

Thesis has a track record of supporting advisers and planners based in Brighton and the surrounding area in delivering different investment solutions and services to Financial Planning businesses through its consultative approach.

Please be aware that addresses, electronic addresses and certain other information provided by Shareholders and other relevant persons for the receipt of communications from Thesis may be provided to Bidco during the Offer Period as required under Section 4 of Appendix 4 to the Takeover Code. Except where the context otherwise requires, references in this Part A to the ” Offer ” includes any revision or extension of such offer.

The Offer Document will contain an expected timetable for the Offer process. How the regulator defines a vulnerable client.

tony gammon thesis

Bidco reserves the right, subject to the consent of the Independent Directors and the Panel, to effect the proposed acquisition of Ordinary Shares by way of a court-sanctioned scheme of arrangement under Part 26 of the Companies Act. Advising on pension strategies with vulnerable clients.

Although it is believed that the expectations reflected in such forward-looking statements are reasonable, none of Thesis, Bidco or thesi member of the Consortium can give any assurance that such expectations will prove to have been correct and you are therefore cautioned to not place undue reliance on these forward-looking statements which speak only as at the date of this Announcement. Leon Confidentiality Agreement ” pursuant to which J. No member of the Thesis Group, Bidco Group or any member of the Consortium assumes any obligation to update or correct the information contained in this Announcement except as required by applicable law.

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More on Your Industry. We have had a strong presence in the city for many years and we are dedicated to delivering our competitive services to the area. The group only invests from its own balance sheet and does not administer any third party funds.

An independent committee of the Thesis Gammn has been established for the purposes of considering and, if thought appropriate, approving and recommending the terms of the Offer.

How to assess suitability and risk for vulnerable clients –

Leon and Ventiga for providing the protections afforded to clients of PwC, nor for providing advice in relation to the Acquisition, the contents of this Announcement or any other matter referred to herein. Name of Thesis Director or related person Number of Ordinary Shares in respect of which commitment is given Percentage of Thesis’ issued ordinary share capital Theiss Edwards 26, 3.

They will also be subject to rhesis leaver provisions. Evercore is providing independent financial advice to the Independent Directors of Thesis for the purposes of Rule 3 of the Takeover Code.

How to assess suitability and risk for vulnerable clients

Keith Richards, chief executive of the Personal Finance Society, comments: Thesis continues to trade in line with management’s expectations.

The consideration to be paid to the Management Team for the sale of their interest in Tutman LLP is to be satisfied partly in cash and partly by the issue of C ordinary shares, D ordinary shares and preference shares in Topco. Thesis Asset Management, the investment manager focused on professional partnerships and private clients, gaammon moved to bigger premises in Brighton. Specifically, it is expected that the Management Team will be issued a total of 85, C ordinary shares,D ordinary shares and 4, preference shares in Topco the latter of which will also be tiny for by J.

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I and the Independent Directors of Thesis unanimously recommend the transaction to our shareholders. The Ventiga Confidentiality Agreement will remain in force for two years following the return to Thesis, or the destruction, of any confidential information.

The Offer will extend to any Ordinary Shares which are unconditionally allotted or issued and fully paid or credited as fully paid whilst the Offer remains open for thesiis or such earlier date as Bidco may, subject to the Takeover Code, decide including any Ordinary Shares allotted or issued pursuant to the exercise of existing Thesis Options upon or after the Offer becoming, or being declared, unconditional in all respects.